We specialize in work on behalf of brokers and securities broker-dealers in disputes before the Financial Industry Regulatory Authority (FINRA).  Our attorneys have 85 years of combined experience representing both broker-dealers and individual brokers in contract and employment disputes.  CK&C has represented numerous broker-dealers in public customer cases involving allegations of churning, unsuitability, breach of fiduciary duty and fraud.  It has likewise represented individual investors in claims involving serious mishandling of their securities accounts.

Mr. Commins is also a FINRA-approved arbitrator and mediator.

Click here to see some of our featured case results, or contact us immediately to discuss your broker-dealer dispute.